Riley  Giauque, CFP®

Riley Giauque, CFP®

Vice President

Riley Giauque is currently a Wealth Advisor at Flaharty Asset Management/AWA Investment Advisors working out of our Punta Gorda location. Riley is a licensed financial advisor and has passed multiple exams including Securities Essentials, Series 7, Series 66, Life and Health. Born and raised in North Dakota, Riley attended Shanley, a Catholic high school in Fargo where he played hockey and served as captain of the varsity team. Riley later went on to play Jr. A hockey for the Steelers in Selkirk, Manitoba.

Riley is also a successful inventor having created multiple products that were patented and sold through his successful business called ‘EZPUCK.’ He has been involved in many community organizations including Market Place for Kids (MPFK) which promotes entrepreneurship and innovation in grade-schoolers. With MPFK, he has served as keynote speaker and instructed in classroom settings for multiple events across the upper Midwest. Riley obtained his bachelor’s degree in Finance at North Dakota State University. In his spare time, he enjoys hunting, fishing, and spending time outdoors. This summer, Riley married his fiancée, Anna who works as a NICU (Neonatal Intensive Care) nurse near Lakewood Ranch, Florida.


  • Bachelor of Finance, North Dakota State University (ND)

Professional Designations

  • Certified Financial Planner ®

Registrations & Licenses held with LPL

  • Series 7 General Securities Registered Representative

          (held with LPL Financial)

  • Series 66 Uniform Combined State Law