Investment Rules

It's a Process, Not a Product

We have a well-defined investment process that we adhere to with every client. As an independent financial advisory firm, we are not handcuffed by corporate quotas and a limited selection of objective products. 

Investment Philosophy

Our Investment Rules provide the foundation of a solid investment management process.  These principles guide our investment decisions on a daily basis.

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Our Discipline

Ultimately, the success of any strategy requires discipline. Discipline to stay the course when your impulse tempts you to stray.

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Our Process

Our clients have a personalized financial plan that is founded on sound investment principles and customized to address their specific issues.

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Asset Allocation

The Flaharty & Associates Asset Allocation Models take into consideration assumptions of future expected returns and risk characteristics of markets, and their construction is based on sound judgment.

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Investment Management

The underlying analysis, data, and methodology may be extremely complex, but the process and concepts must be easy to understand.

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